Saturday, 18 August 2007

ac.commutative algebra - Ring-theoretic characterization of open affines?

Theorem 1: Let R be an integral domain with field of fractions K, and RtoA a homomorphism. Then Spec(A)toSpec(R) is an open immersion if and only if A=0 or RtoK factors through RtoA (i.e. A is birational over R) and A is flat and of finite type over R.



Proof: Assume Spec(A)toSpec(R) is an open immersion and Aneq0. It is known that open immersions are flat and of finite type. Thus the same is true vor RtoA. Now RtoK is injective, thus also AtoAotimesRK. In particular, AotimesRKneq0. Open immersions are stable under base change, so that Spec(AotimesRK)toSpec(K) is an open immersion. But since Spec(K) has only one element and Spec(AotimesRK) is non-empty, it has to be an isomorphism, i.e. KtoAotimesRK is an isomorphism. Now RtoAtoAotimesRKcongK is the desired factorization.



Of course, the converse is not as trivial. It is proven in the paper




Susumu Oda, On finitely generated birational flat extensions of integral domains
Annales mathématiques Blaise Pascal, 11 no. 1 (2004), p. 35-40




It is available online. In the section "Added in Proof." you can find some theorems concerning the general case without integral domains. In particular, it is remarked that in E.G.A. it is shown that



Theorem 2: Spec(A)toSpec(R) is an open immersion if and only if RtoA is flat, of finite presentation and an epimorphism in the category of rings.



More generally, in EGA IV, 17.9.1 it is proven that a morphism of schemes is an open immersion if and only if it is flat, a (categorical) monomorphism and locally of finite presentation.



There are several descriptions of epimorphisms of rings (they don't have to be surjective), see this MO-question.

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